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Securities research
Results: 1350

#	Item
561	WILMERHALE Yoon-Young Lee December 16, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-18 12:44:32 Business Finance Securities Stock market Securities research Financial Industry Regulatory Authority Financial analyst Investment banking Structured product Financial economics United States securities law Investment
562	Microsoft Word - PIABA Comment Letter SR-FINRA[removed]_December 8, 2014_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 14:50:30 Economy of the United States Financial economics Primary dealers Finance U.S. Securities and Exchange Commission Financial analyst Securities research Investment banking Citigroup United States securities law Financial Industry Regulatory Authority Securities
563	December 15, 2014 By Electronic Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 14:49:00 Financial system Securities United States Securities and Exchange Commission Bonds Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Securities research Financial analyst Bond market Financial economics United States securities law Finance
564	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 08:03:37 Financial economics Financial Industry Regulatory Authority Financial analyst Securities research U.S. Securities and Exchange Commission Investment banking North American Securities Administrators Association Sarbanes–Oxley Act Citigroup United States securities law Business Finance
565	Microsoft Word - PIABA Comment Letter SR-FINRA[removed]_December 4, 2014_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 14:54:30 Self-regulatory organizations Financial Industry Regulatory Authority Securities Financial economics U.S. Securities and Exchange Commission Financial analyst Structured product Securities research Security Business Finance United States securities law
566	funds europe if you’re in funds you need a subscription funds europe is the ONLY magazine that gives you strategic insight into all aspects of the fund management business in Europe. Access unique research & analysis Add to Reading List Source URL: www.funds-europe.com Language: English - Date: 2014-01-28 11:47:18 EDHEC Business School Investment European Union law Undertakings for Collective Investment in Transferable Securities Directives
567	Lexgroup Newsletter (Issue No[removed]Issue date:October 7, 2014 Covering legal news from: September 16 to September 30, 2014 Chief Editor: David Tsai Lexcel Partners Tel: [removed]Fax: [removed] Add to Reading List Source URL: www.lexcelpartners.com.tw Language: English - Date: 2014-10-07 08:18:16 Occupations Securities research Business Finance Investment Institutional investors Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial services Securities
568	12 May 2014 Data Flash: China unveils agenda for comprehensive capital market reform On May 9, the State Council of China issued the “Guiding Principles for the Healthy Development of Capital Markets”, which layouts Add to Reading List Source URL: www.fullertreacymoney.com Language: English - Date: 2014-05-12 16:22:34 Financial markets Primary dealers Investment banks Finance in China Financial services Deutsche Bank Securities research Federal Financial Supervisory Authority Stock market Financial economics Investment Finance
569	KFW-DEVELOPMENT RESEARCH Add to Reading List Source URL: eudevdays.eu Language: English - Date: 2013-09-04 05:32:00 Fixed income securities Structured finance Development Credit Fundraising Innovative financing Government debt KfW Bank Financial economics Finance Economics
570	EVOS Research Investment Schedule of Investement Income (Loss) and Changes in Invested Assets As of the Month Ending[removed]Month Cash and Cash Equivalents Add to Reading List Source URL: treasury.dor.alaska.gov Language: English - Date: 2014-10-06 17:24:36 Exchange-traded funds State Street Global Advisors Equity securities MSCI Equity Asset Financial economics Investment Finance

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